Sherlocked Security – AI/LLM Jailbreak Testing
Assessing AI & LLMs for Robustness Against Jailbreaks and Malicious Input Manipulation
1. Statement of Work (SOW)
Service Name: AI/LLM Jailbreak Testing
Client Type: Organizations Using LLMs (ChatGPT, GPT-4, etc.), AI Developers, and Data Security Teams
Service Model: AI Model Penetration Testing + Input Manipulation + Jailbreak Simulation
Compliance Coverage: GDPR, SOC 2, NIST 800-53, ISO 27001
Testing Areas:
- Jailbreak Attack Simulation on AI/LLM Models
- Prompt Injection and Adversarial Input Testing
- Data Privacy and Model Output Manipulation
- AI Model Security Review (Data, Code, and Configuration)
- Model Robustness Against Malicious Actors
2. Our Approach
[Model Discovery] → [Input Manipulation Techniques] → [Prompt Injection Attack Simulation] → [Malicious Behavior Triggering] → [Model Security Review] → [Jailbreak Attack Report Generation]
3. Methodology
[Model Access Review] → [Prompt Analysis] → [Injection Testing (SAST+DAST)] → [Behavior Manipulation Simulation] → [Data Leak Testing] → [Report Generation & Recommendations]
4. Deliverables to the Client
- Jailbreak Attack Simulation Report
- Prompt Injection and Adversarial Attack Test Results
- Model Output Review (Sensitive Data Leaks, Unintended Responses)
- Recommendations for Model Hardening and Secure Prompt Design
- Adversarial Input Mitigation Strategies
- Security & Compliance Gap Report for AI/LLM Implementation
5. What We Need from You (Client Requirements)
- Access to AI/LLM models or API endpoints for testing (e.g., OpenAI, custom models)
- Specific use cases or scenarios where the AI/LLM will be deployed
- Information on model inputs and configurations
- Security protocols and access controls for AI environments
- NDA and scope confirmation
6. Tools & Technology Stack
- Prompt Injection Testing Tools: Langchain, OpenAI API
- Security Testing: Burp Suite, OWASP ZAP, Metasploit
- Adversarial Input Simulation: CleverHans, Foolbox
- Model Analysis Tools: LIME, SHAP
- Data Leak Detection: DiffBlue, Private AI Tools
- Code & Configuration Review: GitHub Actions, SonarQube, BlackBox AI
7. Engagement Lifecycle
1. Model Access Review → 2. Input & Prompt Configuration Analysis → 3. Injection & Jailbreak Attack Testing → 4. Malicious Behavior Simulation → 5. Security Vulnerability Report → 6. Mitigation Recommendations & Re-testing
8. Why Sherlocked Security?
Feature | Sherlocked Advantage |
---|---|
Advanced Jailbreak Attack Simulation | Detailed testing for prompt injection, behavior manipulation, and jailbreak bypass |
Adversarial Testing Expertise | In-depth adversarial model testing using industry-leading tools |
Real-World Attack Scenarios | Simulates complex attack vectors like data leaks and malicious input triggers |
Customizable Testing Approach | Tailored to your AI use cases and specific deployment environments |
Compliance Assurance | Testing ensures AI systems align with security and compliance requirements |
9. Real-World Case Studies
AI Assistant Misuse Through Jailbreak Attack
Issue: An AI model intended for customer support was vulnerable to a jailbreak attack that enabled users to bypass content moderation filters.
Impact: Attackers exploited the model’s natural language processing capabilities to extract sensitive data and perform actions outside the scope of intended use.
Fix: Implemented strict input validation, restricted model access with a more robust authentication mechanism, and applied prompt hardening techniques to prevent unauthorized input manipulations.
Data Privacy Breach via Prompt Injection
Issue: A language model used in a financial advisory app inadvertently disclosed user data after a prompt injection attack.
Impact: Attackers managed to alter the model’s responses by manipulating input prompts, leading to a potential data leak.
Fix: Introduced tighter controls around user inputs, employed adversarial testing, and added validation mechanisms to prevent unauthorized responses.
10. SOP – Standard Operating Procedure
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Model Access Review
- Review the AI/LLM model, data access permissions, and API endpoints for security vulnerabilities.
- Identify areas of the model that might be susceptible to unauthorized prompt injections or malicious input manipulation.
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Prompt Analysis & Test Case Creation
- Review how the model processes input prompts and identify potential weak points (e.g., ambiguous inputs, unsecured endpoints).
- Create detailed test cases based on real-world attack scenarios and adversarial techniques.
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Prompt Injection & Jailbreak Simulation
- Simulate various prompt injection attacks to bypass input validation and trigger unintended model behavior.
- Focus on attacks that could lead to data leakage, model misuse, or manipulation of model outputs.
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Malicious Behavior Testing
- Test how the model responds to adversarial inputs designed to exploit vulnerabilities, such as altering output or evading content moderation filters.
- Monitor for unintended outputs, such as confidential data exposure or undesirable behavior triggering.
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Data Leak & Security Risk Detection
- Assess whether the model inadvertently exposes private, confidential, or protected data through its output.
- Evaluate security risks such as unintended outputs and potential information leakage that could impact the business.
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Generate Report & Recommendations
- Document all identified vulnerabilities, jailbreak techniques used, and results of input manipulation.
- Provide actionable recommendations for securing the model and preventing similar exploits in the future.
11. AI/LLM Jailbreak Testing Checklist
1. Model Access & Security Review
- Access Points Identification:
- Map all entry points to the AI/LLM (APIs, web interfaces, custom integrations).
- Evaluate API rate limits, authentication mechanisms, and session handling for potential security gaps.
- Authentication & Authorization:
- Review and validate OAuth, API keys, and token-based authentication for securing API endpoints.
- Implement Multi-Factor Authentication (MFA) for access to the model’s administrative interfaces.
- Verify that user inputs are properly sanitized, and cross-site scripting (XSS) attacks are mitigated.
- Model Data Segregation & Access Control:
- Ensure that users and systems can only access data and model functionalities that are within their scope.
- Conduct Role-Based Access Control (RBAC) audits to prevent privilege escalation or unauthorized data access.
2. Input & Prompt Configuration Analysis
- Input Validation:
- Review input validation mechanisms to ensure that malicious inputs cannot bypass security checks.
- Implement strict input sanitization for all user-provided data to avoid prompt injection attacks.
- Test for potential issues with JSON parsing, SQL injection within prompt contexts, and shell command injection.
- Context Management:
- Check if the model improperly retains session-based context or data from previous interactions that could be exploited in a jailbreak attack.
- Test for the model’s handling of ambiguous or conflicting inputs and ensure it does not provide unintended access through prompt-based manipulation.
- Prompt Injection Detection:
- Evaluate the model for susceptibility to prompt injection attacks where a malicious input manipulates its behavior.
- Test for situations where injecting specific phrases, characters, or commands might alter model outputs, e.g., changing user intent or command functions.
3. Prompt Injection & Jailbreak Simulation
- Adversarial Input Generation:
- Use adversarial input generation tools such as CleverHans and Foolbox to craft inputs designed to exploit prompt vulnerabilities.
- Test both white-box and black-box adversarial attacks to identify weaknesses that attackers might use to manipulate model behavior.
- Jailbreak Payloads:
- Test for specific jailbreak payloads such as attempts to bypass content filters, access restricted information, or manipulate model behaviors.
- Introduce prompt commands that attempt to override model instructions, such as forcing the model to ignore its training or moderation filters.
- Attempt to trigger illegal operations, like shell execution or SQL injection, via indirect inputs (e.g., embedding shell commands within natural language text).
- Injection via Multi-Prompt Attacks:
- Experiment with chaining multiple prompts together to induce unexpected behavior by leveraging the model’s sequence context.
- Test to see if inputs from one prompt can affect the response of subsequent ones, potentially leading to unintended outputs or control over the system.
4. Data Leak Testing
- Data Extraction Testing:
- Identify potential risks where the model might inadvertently disclose sensitive information or confidential data, even when not explicitly requested (e.g., PII, business data).
- Test for data leakage vulnerabilities by attempting to extract information such as usernames, passwords, or other personally identifiable information (PII).
- Audit Model Outputs for Inadvertent Data Exposure:
- Review the model’s responses for unintended data exposure. For example, testing if answers include data related to other users or internal confidential knowledge.
- Use LIME or SHAP to visualize and inspect the model’s decision-making process to see if any unintentional information is leaked.
5. Model Output Review & Risk Assessment
- Output Integrity Assessment:
- Ensure that the model output does not diverge from expected behavior based on the input prompts.
- Audit model output for discrepancies in expected responses and assess how easily attackers can manipulate those outputs.
- Evaluate Consistency with Policy & Security Guidelines:
- Check that all model outputs align with predefined security policies (e.g., content moderation rules, legal compliance, privacy regulations).
- Evaluate how model parameters, such as temperature or max token length, could influence output variability, potentially enabling exploits.
- Testing for Contextual Leaks:
- Ensure that no contextual information is leaking from previous interactions (e.g., through token/parameter history) that might provide an attacker insight into the AI’s prior inputs or state.
6. Jailbreak Prevention & Mitigation Measures
- Prompt Hardening Techniques:
- Implement prompt engineering techniques to strengthen model resistance to jailbreak attacks. Use structured, context-aware inputs to limit the scope for adversarial manipulation.
- Add contextual rules to prevent prompt injection from bypassing security models.
- Model Re-training:
- Regularly retrain models using sanitized datasets and incorporate defensive measures, like adversarial examples, into the training pipeline.
- Include adversarial robustness in model performance criteria, ensuring that models are explicitly tested for resistance against such attacks.
- Response Filtering:
- Implement response filtering techniques, such as post-processing or behavior sanitization, to clean outputs of any malicious instructions or dangerous behaviors.
- Use content moderation tools (e.g., custom filters or pre-built libraries) to block certain input types from reaching the model.
7. Security Controls & Safeguards
- Rate Limiting & Abuse Detection:
- Implement rate limiting on APIs to prevent brute force or rapid input generation attacks.
- Introduce abuse detection algorithms (such as anomaly detection) to detect unusual patterns of interaction that might indicate an attempt at model manipulation.
- Audit Logging & Monitoring:
- Enable detailed audit logging of all API calls, including the parameters used, timestamps, and the responses returned by the AI model.
- Integrate monitoring systems to detect unusual model behavior, such as a spike in queries that attempt to bypass content filters or prompt security checks.
- Incident Response Plan:
- Develop an incident response plan for handling exploitation attempts, including a procedure for quickly identifying, mitigating, and patching jailbreak vulnerabilities.
- Implement automated alerting in case of suspicious activity (e.g., sudden increases in malicious input, data extraction attempts).
8. Ongoing Security Measures
- Continuous Testing & Validation:
- Implement continuous integration pipelines for testing AI/LLM models regularly using adversarial input testing tools (e.g., Langchain, OpenAI API testing).
- Schedule regular vulnerability scans on both the training dataset and deployed model to identify new potential exploits as adversarial techniques evolve.
- Red Teaming Exercises:
- Conduct Red Team exercises focusing specifically on bypassing model defenses and evaluating how attackers might manipulate the model in a production environment.
- Test model security in real-world attack scenarios, integrating with phishing campaigns, social engineering, and exploitation attempts against the AI model.